J. D. Seibert & Company, Inc.
Discount Stockbrokers
20 WEST 9th STREET   /   CINCINNATI, OHIO   45202
(513) 241-8888  /  (800) 247-3396

Home Services Margin Disclosure SEC Reports Forms Business Continuity

Forms

Householding Form
This form is used for clients that have more than one account and would prefer to receive multiple statements in a single envelope.
IRA Beneficiary Designation Form
This form is for designating Beneficiary or Beneficiaries for the Individual Retirement Account, in the event of death.
IRA or SEP Application Form
This form is required when opening any Regular, Transfer, Rollover, or SEP (Simplified Employee Pension Plan) Individual Retirement Account.
IRA Distribution Form
This form is required for all IRA distributions whether it be mandatory, premature, disability, divorce, or death.
Joint Account with Rights of Survivor Form
This form is required when opening any account that is registered in two or more names.
Margin Agreement Form
This form is required when an account is borrowing against the equity within the account.
New Account Application Form
This form is required to open any new account or to reopen an inactive account. There may be additional forms required depending on the type of account being opened.
Option Agreement Form
This form is required to get approval to exercise put and call options.
Qualified Retirement Plan
This plan establishment kit is required when opening up a standardized profit sharing plan and or a standardized money purchase plan.
Roth IRA Form
This form is required when opening a Roth IRA Account.
5305-SEP Form: Simplified Employee Pension - IRA Contribution Agreement
This form is required for an employer to make an agreement to provide benefits to all eligible employees under a simplified employee pension.
Simple IRA Account Form
This form is required when opening a Simple (Savings Incentive Match Plan for Employees) IRA Account.
5304-Simple Form: Employee Savings Incentive Match Plan
The purpose of this form is to serve as a model SIMPLE plan document that an employer may use to establish a SIMPLE IRA plan, under which each eligible employee is permitted to select the financial institution for his or her SIMPLE IRA.
Transfer of Account Form
This form is required when transferring an account from one institution to another and must be accompanied by the latest customer statement.
Trustee Certification Form
When opening a trust account, this form is required to verify the current trustees on the account.
Valet Account Application Form
This form replaces the new account form when opening a valet account. See http://www.valetaccount.com/ for details.

Member SIPC and FINRA

Home        Services       Margin Disclosure       SEC Reports       Forms       Business Continuity