Securities Listed on OTC

J.D. Seibert & Co., Inc.

 

Summary Statistics:

 

Non-directed orders as percentage of total customer orders   462/462

Market orders as percentage of total non-directed orders     296/462

Limit orders as percentage of total non-directed orders      162/462

Other orders as percentage of total non-directed orders      4/462

 

Venues receiving significant percentage of total non-directed orders:

 

Knight Securities                                            299/462

UBS                                                          163/462

 

Information Concerning significant Venues:

 

Knight Securities

 

Type of Orders Routed to Venue:

 

Limit orders as percentage of total limit orders             117/162

Market orders as percentage of total market orders           179/296

Other orders as percentage of total other orders             3/4

 

 

UBS

 

Type of Orders Routed to Venue:

 

Limit orders as percentage of total limit orders             45/162

Market orders as percentage of total market orders           117/296

Other orders as percentage of total other orders             1/4