Securities Listed on New York Stock Exchange
J.D. Seibert & Co., Inc. – 3rd Quarter 2006

Summary Statistics:

Non-directed orders as percentage of total customer orders   956/956
Market orders as percentage of total non-directed orders     672/956
Limit orders as percentage of total non-directed orders      283/956
Other orders as percentage of total non-directed orders      1/956

Venues receiving significant percentage of total non-directed orders:

NYSE                                                         1/956
Knight Capital Market,LLC                                    925/956
Chicago Exchange                                             30/956

Information Concerning significant Venues:

NYSE

Type of Orders Routed to Venue:

Market orders as percentage of total market orders           1/672


Knight Capital Market,LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             280/283
Market orders as percentage of total market orders           644/672
Other orders as percentage of total other orders             1/1


Chicago Exchange

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             3/283
Market orders as percentage of total market orders           27/672