Securities Listed on OTC
J.D. Seibert & Co., Inc. – 3rd Quarter 2006

Summary Statistics:

Non-directed orders as percentage of total customer orders   386/386
Market orders as percentage of total non-directed orders     245/386
Limit orders as percentage of total non-directed orders      139/386
Other orders as percentage of total non-directed orders      2/386

Venues receiving significant percentage of total non-directed orders:

Knight Securities                                            278/386
Redibook                                                     1/386
UBS                                                          107/386

Information Concerning significant Venues:

Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             108/139
Market orders as percentage of total market orders           168/245
Other orders as percentage of total other orders             2/2


Redibook

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             1/139


UBS

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             30/139
Market orders as percentage of total market orders           77/245