Securities Listed on OTC
J.D. Seibert & Co., Inc. – 4th Quarter 2006

Summary Statistics:

Non-directed orders as percentage of total customer orders   358/358
Market orders as percentage of total non-directed orders     196/358
Limit orders as percentage of total non-directed orders      159/358
Other orders as percentage of total non-directed orders      3/358

Venues receiving significant percentage of total non-directed orders:

Knight Securities                                            223/358
Hudson Securities                                            1/358
UBS                                                          134/358

Information Concerning significant Venues:

Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             136/159
Market orders as percentage of total market orders           85/196
Other orders as percentage of total other orders             2/3


Hudson Securities

Type of Orders Routed to Venue:

Market orders as percentage of total market orders           1/196


UBS

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             23/159
Market orders as percentage of total market orders           110/196
Other orders as percentage of total other orders             1/3