Securities Listed on OTC
J.D. Seibert & Co., Inc. – 4th Quarter 2006

Summary Statistics:

Non-directed orders as percentage of total customer orders   100.0%
Market orders as percentage of total non-directed orders     54.7%
Limit orders as percentage of total non-directed orders      44.4%
Other orders as percentage of total non-directed orders      0.8%

Venues receiving significant percentage of total non-directed orders:

Knight Securities                                            62.3%
Hudson Securities                                            0.3%
UBS                                                          37.4%

Information Concerning significant Venues:

Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             85.5%
Market orders as percentage of total market orders           43.4%
Other orders as percentage of total other orders             66.7%


Hudson Securities

Type of Orders Routed to Venue:

Market orders as percentage of total market orders           0.5%


UBS

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             14.5%
Market orders as percentage of total market orders           56.1%
Other orders as percentage of total other orders             33.3%