Securities Listed
on OTC
J.D. Seibert & Co., Inc. – 4th Quarter 2007
Summary Statistics:
Non-directed orders as percentage of total customer orders 508/508
Market orders as percentage of total non-directed orders 268/508
Limit orders as percentage of total non-directed orders 229/508
Other orders as percentage of total non-directed orders 11/508
Venues receiving significant percentage of total non-directed orders:
Knight Securities
277/508
Archipelago
16/508
UBS
120/508
Information Concerning significant Venues:
Knight Securities
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 128/229
Market orders as percentage of total market orders 139/268
Other orders as percentage of total other orders 10/11
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 34/229
Market orders as percentage of total market orders 60/268
Other orders as percentage of total other orders 1/11
Archipelago
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 16/229
UBS
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 51/229
Market orders as percentage of total market orders 69/268