Securities Listed
on OTC
J.D. Seibert & Co., Inc. – 4th Quarter 2007
Summary Statistics:
Non-directed orders as percentage of total customer orders 100.0%
Market orders as percentage of total non-directed orders 52.8%
Limit orders as percentage of total non-directed orders 45.1%
Other orders as percentage of total non-directed orders 2.2%
Venues receiving significant percentage of total non-directed orders:
Knight Securities 54.5%
Archipelago
3.1%
UBS
23.6%
Information Concerning significant Venues:
Knight Securities
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 55.9%
Market orders as percentage of total market orders 51.9%
Other orders as percentage of total other orders 90.9%
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 14.8%
Market orders as percentage of total market orders 22.4%
Other orders as percentage of total other orders 9.1%
Archipelago
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 7.0%
UBS
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 22.3%
Market orders as percentage of total market orders 25.7%