Securities Listed on OTC
J.D. Seibert & Co., Inc. – 1st Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders   395/395
Market orders as percentage of total non-directed orders     242/395
Limit orders as percentage of total non-directed orders      145/395
Other orders as percentage of total non-directed orders      8/395

Venues receiving significant percentage of total non-directed orders:

NYSE ARCA                                                    34/395
Knight Securities                                            221/395
Hudson Securities                                            134/395
UBS Securities, LLC                                          6/395

Information Concerning significant Venues:

NYSE ARCA

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             33/145
Market orders as percentage of total market orders           1/242


Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             86/145
Market orders as percentage of total market orders           128/242
Other orders as percentage of total other orders             7/8


Hudson Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             24/145
Market orders as percentage of total market orders           109/242
Other orders as percentage of total other orders             1/8


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             2/145
Market orders as percentage of total market orders           4/242