Securities Listed
on OTC
J.D. Seibert & Co., Inc. – 1st Quarter 2009
Summary Statistics:
Non-directed orders as percentage of total customer orders 395/395
Market orders as percentage of total non-directed orders 242/395
Limit orders as percentage of total non-directed orders 145/395
Other orders as percentage of total non-directed orders 8/395
Venues receiving significant percentage of total non-directed orders:
NYSE ARCA
34/395
Knight Securities
221/395
UBS Securities, LLC 6/395
Information Concerning significant Venues:
NYSE ARCA
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 33/145
Market orders as percentage of total market orders 1/242
Knight Securities
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 86/145
Market orders as percentage of total market orders 128/242
Other orders as percentage of total other orders 7/8
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 24/145
Market orders as percentage of total market orders 109/242
Other orders as percentage of total other orders 1/8
UBS Securities, LLC
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 2/145
Market orders as percentage of total market orders 4/242