Securities Listed
on OTC
J.D. Seibert & Co., Inc. – 1st Quarter 2009
Summary Statistics:
Non-directed orders as percentage of total customer orders 100.0%
Market orders as percentage of total non-directed orders 61.3%
Limit orders as percentage of total non-directed orders 36.7%
Other orders as percentage of total non-directed orders 2.0%
Venues receiving significant percentage of total non-directed orders:
NYSE ARCA 8.6%
Knight Securities
55.9%
UBS Securities, LLC 1.5%
Information Concerning significant Venues:
NYSE ARCA
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 22.8%
Market orders as percentage of total market orders 0.4%
Knight Securities
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 59.3%
Market orders as percentage of total market orders 52.9%
Other orders as percentage of total other orders 87.5%
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 16.6%
Market orders as percentage of total market orders 45.0%
Other orders as percentage of total other orders 12.5%
UBS Securities, LLC
Type of Orders Routed to Venue:
Limit orders as percentage of total limit orders 1.4%
Market orders as percentage of total market orders 1.7%