Securities Listed on New York Stock Exchange

J.D. Seibert & Co., Inc. – 2nd Quarter 2009

 

Summary Statistics:

 

Non-directed orders as percentage of total customer orders   100.0%

Market orders as percentage of total non-directed orders     80.3%

Limit orders as percentage of total non-directed orders      18.0%

Other orders as percentage of total non-directed orders      1.6%

 

Venues receiving significant percentage of total non-directed orders:

 

NYSE ARCA                                                    4.3%

E*TRADE Capital Markets                                      0.8%

Knight Capital Market,LLC                                    95.0%

 

Information Concerning significant Venues:

 

NYSE ARCA

 

Type of Orders Routed to Venue:

 

Limit orders as percentage of total limit orders             23.7%

 

 

E*TRADE Capital Markets

 

Type of Orders Routed to Venue:

 

Market orders as percentage of total market orders           1.0%

 

 

Knight Capital Market,LLC

 

Type of Orders Routed to Venue:

 

Limit orders as percentage of total limit orders             76.3%

Market orders as percentage of total market orders           99.0%

Other orders as percentage of total other orders             100.0%