Securities Listed on AMEX or Other

J.D. Seibert & Co., Inc. – 3^rd Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders 29/29

Market orders as percentage of total non-directed orders 22/29

Limit orders as percentage of total non-directed orders 7/29

Other orders as percentage of total non-directed orders 0/29

Venues receiving significant percentage of total non-directed orders:

Knight Capital Market,LLC 29/29

Information Concerning significant Venues:

Knight Capital Market,LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 7/7

Market orders as percentage of total market orders 22/22