Securities Listed on New York Stock Exchange
J.D. Seibert & Co., Inc. – 3^rd Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders   1395/1395
Market orders as percentage of total non-directed orders     1113/1395
Limit orders as percentage of total non-directed orders      270/1395
Other orders as percentage of total non-directed orders      12/1395

Venues receiving significant percentage of total non-directed orders:

NYSE ARCA                                                    94/1395
E*TRADE Capital Markets                                      5/1395
Knight Capital Market,LLC                                    1296/1395

Information Concerning significant Venues:

NYSE ARCA

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             94/270


E*TRADE Capital Markets

Type of Orders Routed to Venue:

Market orders as percentage of total market orders           5/1113


Knight Capital Market,LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             176/270
Market orders as percentage of total market orders           1108/1113
Other orders as percentage of total other orders             12/12