Securities Listed on Option Market
J.D. Seibert & Co., Inc. – 3^rd Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders   95/95
Market orders as percentage of total non-directed orders     48/95
Limit orders as percentage of total non-directed orders      47/95
Other orders as percentage of total non-directed orders      0/95

Venues receiving significant percentage of total non-directed orders:

ATD, a CITI Company                                          91/95
UBS Securities, LLC                                          4/95

Information Concerning significant Venues:

ATD, a CITI Company

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             44/47
Market orders as percentage of total market orders           47/48


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             3/47
Market orders as percentage of total market orders           1/48