Securities Listed on OTC
J.D. Seibert & Co., Inc. – 3^rd Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders   430/430
Market orders as percentage of total non-directed orders     347/430
Limit orders as percentage of total non-directed orders      83/430
Other orders as percentage of total non-directed orders      0/430

Venues receiving significant percentage of total non-directed orders:

NYSE ARCA                                                    16/430
Knight Securities                                            263/430
Hudson Securities                                            48/430
UBS Securities, LLC                                          103/430

Information Concerning significant Venues:

NYSE ARCA

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             16/83


Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             44/83
Market orders as percentage of total market orders           219/347


Hudson Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             11/83
Market orders as percentage of total market orders           37/347


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders             12/83
Market orders as percentage of total market orders           91/347