Securities Listed on Option Market
J.D. Seibert & Co., Inc. – 4^th Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.0%
Market orders as percentage of total non-directed orders 62.2%
Limit orders as percentage of total non-directed orders 37.8%
Other orders as percentage of total non-directed orders 0.0%

Venues receiving significant percentage of total non-directed orders:

ATD, a CITI Company 94.6%
UBS Securities, LLC 5.4%

Information Concerning significant Venues:

ATD, a CITI Company

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 89.3%
Market orders as percentage of total market orders 97.8%


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 10.7%
Market orders as percentage of total market orders 2.2%