Securities Listed on OTC
J.D. Seibert & Co., Inc. – 4^th Quarter 2009

Summary Statistics:

Non-directed orders as percentage of total customer orders 100.0%
Market orders as percentage of total non-directed orders 74.9%
Limit orders as percentage of total non-directed orders 23.9%
Other orders as percentage of total non-directed orders 1.2%

Venues receiving significant percentage of total non-directed orders:

NYSE ARCA 3.7%
Knight Securities 59.9%
UBS Securities, LLC 36.5%

Information Concerning significant Venues:

NYSE ARCA

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 15.5%


Knight Securities

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 63.9%
Market orders as percentage of total market orders 59.2%
Other orders as percentage of total other orders 20.0%


UBS Securities, LLC

Type of Orders Routed to Venue:

Limit orders as percentage of total limit orders 20.6%
Market orders as percentage of total market orders 40.8%
Other orders as percentage of total other orders 80.0%